SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD , SUITE 1025 |
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(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/14/2023
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3. Issuer Name and Ticker or Trading Symbol
Neumora Therapeutics, Inc.
[ NMRA ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock |
5,310,358
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I |
By ARCH Venture Fund X, L.P.
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Common Stock |
5,310,358
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I |
By ARCH Venture Fund X Overage, L.P.
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series A-1 Preferred Stock |
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Common Stock |
684,167
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I |
By ARCH Venture Fund VII, L.P.
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Series A-1 Preferred Stock |
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Common Stock |
1,144,973
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I |
By ARCH Venture Fund VIII Overage, L.P.
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Series A-2 Preferred Stock |
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Common Stock |
6,895,021
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I |
By ARCH Venture Fund X, L.P.
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Series A-2 Preferred Stock |
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Common Stock |
6,576,400
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I |
By ARCH Venture Fund X Overage, L.P.
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Series B Preferred Stock |
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Common Stock |
2,124,143
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I |
By ARCH Venture Fund XII, L.P.
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1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD , SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD , SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD , SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD , SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD , SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD , SUITE 1025 |
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(Street)
|
1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD , SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD , SUITE 1025 |
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(Street)
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Explanation of Responses: |
Remarks: |
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ARCH VENTURE FUND X, L.P.; By: ARCH Venture Partners X, L.P, Its: General Partner By: ARCH Venture Partners X, LLC, Its: General Partner By: /s/ Mark McDonnell, attorney-in-fact |
09/14/2023 |
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ARCH VENTURE FUND X OVERAGE, L.P.; By: ARCH Venture Partners X Overage, L.P., Its: General Partner By: ARCH Venture Partners X, LLC, Its: General Partner By: /s/ Mark McDonnell, attorney-in-fact |
09/14/2023 |
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ARCH VENTURE FUND VII, L.P.; By: ARCH Venture Partners VII, L.P., Its: General Partner By: ARCH Venture Partners VII, LLC, Its: General Partner By: /s/ Mark McDonnell, attorney-in-fact |
09/14/2023 |
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ARCH VENTURE FUND VIII OVERAGE, L.P.; By: ARCH Venture Partners VIII, LLC, Its General Partner By: /s/ Mark McDonnell, attorney-in-fact |
09/14/2023 |
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ARCH VENTURE FUND XII, L.P.; By: ARCH Venture Partners XII, L.P., Its General Partner By: ARCH Venture Partners XII, LLC., Its General Partner By: /s/ Mark McDonnell, attorney-in-fact |
09/14/2023 |
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Keith Crandell, Managing Director By: /s/ Mark McDonnell, as Attorney-in-Fact |
09/14/2023 |
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Steven Gillis, Managing Director By: /s/ Mark McDonnell, as Attorney-in-Fact |
09/14/2023 |
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Robert Nelsen, Managing Director By: /s/ Mark McDonnell, as Attorney-in-Fact |
09/14/2023 |
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Clinton Bybee, Managing Director By: /s/ Mark McDonnell, as Attorney-in-Fact |
09/14/2023 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below
hereby constitutes and appoints Mark McDonnell his true and lawful attorney-in-
fact, with full power of substitution, to sign any and all instruments,
certificates and documents that may be necessary, desirable or appropriate to
be executed on behalf of himself as an individual or in his capacity as a
direct or indirect general partner, director, officer or manager of any
partnership, corporation or limited liability company, pursuant to section 13
or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"),
and any and all regulations promulgated thereunder, and to file the same, with
all exhibits thereto, and any other documents in connection therewith, with the
Securities and Exchange Commission, and with any other entity when and if such
is mandated by the Exchange Act or by the Financial Industry Regulatory
Authority, granting unto said attorney-in-fact full power and authority to do
and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes,
may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the
29th day of January, 2021.
ARCH VENTURE FUND X, L.P.
By: ARCH Venture Partners X, L.P.
its General Partner
By: ARCH Venture Partners X, LLC
its General Partner
By: /s/Robert Nelsen
------------------------
Managing Director
ARCH VENTURE PARTNERS X, L.P.
By: ARCH Venture Partners X, LLC
its General Partner
By: /s/ Robert Nelsen
---------------------------
Managing Director
ARCH VENTURE PARTNERS X, LLC
By: /s/ Robert Nelsen
-------------------------
Managing Director
/s/ Keith Crandell
----------------------
Keith Crandell
/s/Robert Nelsen
----------------------
Robert Nelsen
/s/Kristina Burow
----------------------
Kristina Burow
/s/ Steven Gillis
----------------------
Steven Gillis
Exhibit 24.1
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below
hereby constitutes and appoints Mark McDonnell his true and lawful attorney-in-
fact, with full power of substitution, to sign any and all instruments,
certificates and documents that may be necessary, desirable or appropriate to
be executed on behalf of himself as an individual or in his capacity as a
direct or indirect general partner, director, officer or manager of any
partnership, corporation or limited liability company, pursuant to section 13
or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"),
and any and all regulations promulgated thereunder, and to file the same, with
all exhibits thereto, and any other documents in connection therewith, with the
Securities and Exchange Commission, and with any other entity when and if such
is mandated by the Exchange Act or by the Financial Industry Regulatory
Authority, granting unto said attorney-in-fact full power and authority to do
and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes,
may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the
29th day of January, 2021.
ARCH VENTURE FUND X OVERAGE, L.P.
By: ARCH Venture Partners X Overage, L.P.
its General Partner
By: ARCH Venture Partners X, LLC
its General Partner
By: /s/ Robert Nelsen
----------------------
Managing Director
ARCH VENTURE PARTNERS X OVERAGE, L.P.
By: ARCH Venture Partners X, LLC
its General Partner
By: /s/ Robert Nelsen
------------------------
Managing Director
ARCH VENTURE PARTNERS X, LLC
By: /s/ Robert Nelsen
------------------------
Managing Director
/s/ Keith Crandell
----------------------
Keith Crandell
/s/ Robert Nelsen
----------------------
Robert Nelsen
/s/ Kristina Burow
----------------------
Kristina Burow
/s/ Steven Gillis
---------------------
Steven Gillis
Exhibit 24.2
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below
hereby constitutes and appoints Mark McDonnell his true and lawful attorney-in-
fact, with full power of substitution, to sign any and all instruments,
certificates and documents that may be necessary, desirable or appropriate to
be executed on behalf of himself as an individual or in his capacity as a
direct or indirect general partner, director, officer or manager of any
partnership, corporation or limited liability company, pursuant to section 13
or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"),
and any and all regulations promulgated thereunder, and to file the same, with
all exhibits thereto, and any other documents in connection therewith, with the
Securities and Exchange Commission, and with any other entity when and if such
is mandated by the Exchange Act or by the Financial Industry Regulatory
Authority, granting unto said attorney-in-fact full power and authority to do
and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes,
may lawfully do or cause to be done by virtue hereof. This power of attorney is
perpetual and shall survive the death, incapacity, dissolution or termination
of the undersigned.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the
7th day of May, 2013.
ARCH VENTURE FUND VII, L.P.
By: ARCH Venture Partners VII, L.P.
its General Partner
By: ARCH Venture Partners VII, LLC
its General Partner
By: /s/ Keith Crandell
--------------------------
Managing Director
ARCH VENTURE PARTNERS VII, L.P.
By: ARCH Venture Partners VII, LLC
its General Partner
By: /s/ Keith Crandell
--------------------------
Managing Director
ARCH VENTURE PARTNERS VII, LLC
By: /s/ Keith Crandell
-------------------------
Managing Director
/s/ Keith Crandell
------------------------
Keith Crandell
/s/ Robert Nelsen
-------------------------
Robert Nelsen
/s/Clinton Bybee
------------------------
Clinton Bybee
Exhibit 24.3
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below
hereby constitutes and appoints Mark McDonnell his true and lawful attorney-in-
fact, with full power of substitution, to sign any and all instruments,
certificates and documents that may be necessary, desirable or appropriate to
be executed on behalf of himself as an individual or in his capacity as a
direct or indirect general partner, director, officer or manager of any
partnership, corporation or limited liability company, pursuant to section 13
or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"),
and any and all regulations promulgated thereunder, and to file the same, with
all exhibits thereto, and any other documents in connection therewith, with the
Securities and Exchange Commission, and with any other entity when and if such
is mandated by the Exchange Act or by the Financial Industry Regulatory
Authority, granting unto said attorney-in-fact full power and authority to do
and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes,
may lawfully do or cause to be done by virtue hereof. This Power of Attorney
shall remain in full force and effect with respect to each undersigned person
unless and until six months after such person is both no longer a Managing
Director of ARCH Venture Partners and no longer serving on the board of
directors of any portfolio company of any ARCH Venture Partners fund.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the
26th day of July, 2017.
ARCH VENTURE FUND VIII OVERAGE, L.P.
By: ARCH Venture Partners VIII, LLC
its General Partner
By: /s/ Keith Crandell
---------------------------
Managing Director
ARCH VENTURE PARTNERS VIII, LLC
By: /s/ Keith Crandell
-------------------------
Managing Director
Exhibit 24.4
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below
hereby constitutes and appoints Mark McDonnell his true and lawful attorney-in-
fact, with full power of substitution, to sign any and all instruments,
certificates and documents that may be necessary, desirable or appropriate to
be executed on behalf of himself as an individual or in his capacity as a
direct or indirect general partner, director, officer or manager of any
partnership, corporation or limited liability company, pursuant to section 13
or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"),
and any and all regulations promulgated thereunder, and to file the same, with
all exhibits thereto, and any other documents in connection therewith, with the
Securities and Exchange Commission, and with any other entity when and if such
is mandated by the Exchange Act or by the Financial Industry Regulatory
Authority, granting unto said attorney-in-fact full power and authority to do
and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes,
may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the
19th day of April, 2022.
ARCH VENTURE FUND XII, L.P.
By: ARCH Venture Partners XII, L.P.
its General Partner
By: ARCH Venture Partners XII, LLC
its General Partner
By: /s/ Keith Crandell
------------------------
Managing Director
ARCH VENTURE PARTNERS XII, L.P.
By: ARCH Venture Partners XII, LLC
its General Partner
By: /s/ Keith Crandell
--------------------------
Managing Director
ARCH VENTURE PARTNERS XII, LLC
By: /s/ Keith Crandell
----------------------
Managing Director
/s/ Keith Crandell
----------------------
Keith Crandell
/s/ Robert Nelsen
-----------------------
Robert Nelsen
/s/ Kristina Burow
-----------------------
Kristina Burow
/s/Steven Gillis
-----------------------
Steven Gillis